SRO Guidelines

Welcome to NBSRO, where integrity and compliance define our standards. These guidelines outline our commitment to fostering a transparent and sustainable non-banking financial sector.

AIM OF NBSRO

• Promote ethical conduct and best practices among non-banking financial entities.

• Facilitate collaboration between members, regulators, and stakeholders.

• Advocate for regulatory frameworks that uphold industry integrity and consumer protection.

Membership Criteria

To become a member of [NBSRO Name], entities must:

• Operate within the non-banking financial sector, including NBFCs, fintech firms, payment aggregators, etc.

• Demonstrate compliance with relevant regulatory standards and ethical business practices.

• Commit to upholding NBSRO  code of conduct and participating actively in its initiatives.

Code of Conduct

Members of [NBSRO Name] pledge to:

• Conduct business with honesty, integrity, and transparency.

• Adhere to all applicable laws, regulations, and ethical standards.

• Safeguard consumer interests and promote fair practices in financial transactions.

Regulatory Advocacy

NBSRO engages in:

• Advocating for policies that foster innovation while ensuring regulatory compliance.

• Collaborating with regulators to address industry challenges and promote sustainable growth.

Dispute Resolution

NBSRO provides:

• Mechanisms for resolving disputes among members and between members and stakeholders.

• Fair and impartial mediation services to facilitate timely resolution of conflicts.

Governance and Accountability

NBSRO is governed by:

• A transparent governance structure that includes representation from members and independent experts.

• Regular audits and reviews to ensure accountability and adherence to established guidelines.

Compliance and Reporting

Members are required to:

• Submit periodic reports on compliance with NBSRO  guidelines and regulatory requirements.

• Cooperate with audits and assessments conducted by NBSRO Name to uphold transparency and integrity.

Contact Us

For more information about NBSRO guidelines or membership inquiries, please contact us at [contact email/phone]. Join us in shaping a responsible and sustainable non-banking financial sector.